When should fund managers file as Exempt Reporting Advisors (in the US)?
When should fund managers file as Exempt Reporting Advisors (in the US)?
Generally speaking, ERAs must file the Form ADV within 60 calendar days of becoming an ERA - thus they generally must file within 60 calendar days of a fund's first closing, in most cases.
Please see the following (Item 13 in particular) for more information:
https://www.sec.gov/about/forms/formadv-instructions.pdf
Please see the following (Item 13 in particular) for more information:
https://www.sec.gov/about/forms/formadv-instructions.pdf